Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Cassius ButterfieldSummit Brokerage Services, Inc.1st Discount Brokerage, Inc.02-03-2010
Lisa Marie PaoliSummit Brokerage Services, Inc.Allstate Financial Services, LLC09-19-2018
Howard Lawrence MashSummit Brokerage Services, Inc.AXA Advisors, LLC07-11-2014
Mark Alan DavySummit Brokerage Services, Inc.B. Riley Wealth Management$5010-26-2018
Richard David MercadoSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.12-15-2017
Hal LippmanSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$5011-01-2011
Victor A. Rigoni IIISummit Brokerage Services, Inc.Cambridge Investment Research, Inc.11-09-2010
Stephen Russell StorySummit Brokerage Services, Inc.Cantella & Co., Inc.$5008-19-2014
Matthew V. GoldSummit Brokerage Services, Inc.Cetera Investment Services LLC10-11-2018
Winston Wook ChungSummit Brokerage Services, Inc.Citigroup Global Markets Inc.11-17-2009
Peter Lang StevensSummit Brokerage Services, Inc.Dernis Financial12-12-2011
Erik Edward LundySummit Brokerage Services, Inc.Edward Jones$10002-16-2010
David Gregory WursterSummit Brokerage Services, Inc.Financial Advisers of America, LLC01-02-2013
James Whitney StorySummit Brokerage Services, Inc.First Midwest Securities, Inc.02-24-2014
Gregory Bruce NortonSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-22-2015
Clarence Ronald Patton Jr.Summit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-17-2015
Harry Robert BayardSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-16-2015
Anthony DelgadoSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$1009-08-2015
Keith David HorlacherSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-03-2015
Joel Davis KamphuisSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$2508-31-2015
Francis Peter SearingSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$2508-29-2015
Anthony Claude Marcello IIISummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$1008-29-2015
Walter Zabud FletcherSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$5005-31-2012
David Lee RhodesSummit Brokerage Services, Inc.Lincoln Financial Advisors Corporation03-22-2011
Carl Lavern HartSummit Brokerage Services, Inc.Lincoln Investment08-06-2013
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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