Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Bartley LeonardSummit Brokerage Services, Inc.Securities America, Inc.02-04-2009
Rebecca S. LeonardSummit Brokerage Services, Inc.Securities America, Inc.02-04-2009
Scott Francis FitzsimmonsSummit Brokerage Services, Inc.LPL Financial LLC04-01-2009
Michael Charles ShutowickSummit Brokerage Services, Inc.LPL Financial LLC04-01-2009
Bruce John GarettoSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc04-03-2009
Cheryl Dawn DyerSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc04-03-2009
Stephen Robert WierhakeSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2009
Mary Elizabeth DisherSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
John Ward Harrison IIISummit Brokerage Services, Inc.UBS Financial Services Inc.06-04-2009
Kathleen Gursahani AlmullaSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2009
Michael Charles CummingsSummit Brokerage Services, Inc.Mutual Service Corporation08-05-2009
Harlan David WenigSummit Brokerage Services, Inc.Mutual Service Corporation08-13-2009
Thomas Roe OldtSummit Brokerage Services, Inc.Mutual Service Corporation08-14-2009
Larry Eugene FolmarSummit Brokerage Services, Inc.Mutual Service Corporation$1008-21-2009
Linda Lovern FairchildSummit Brokerage Services, Inc.Mutual Service Corporation08-21-2009
Eugene Edward OreillySummit Brokerage Services, Inc.Raymond James Financial Services, Inc.08-25-2009
David Vincent MenegusSummit Brokerage Services, Inc.UBS Financial Services Inc.10-14-2009
Winston Wook ChungSummit Brokerage Services, Inc.Citigroup Global Markets Inc.11-17-2009
Kenneth Cassius ButterfieldSummit Brokerage Services, Inc.1st Discount Brokerage, Inc.02-03-2010
Erik Edward LundySummit Brokerage Services, Inc.Edward Jones$10002-16-2010
John Andrew DunwoodySummit Brokerage Services, Inc.LPL Financial LLC02-18-2010
Brian Keith MusicSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc$2503-08-2010
Jon Stephen AlinSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc$5006-30-2010
Victor A. Rigoni IIISummit Brokerage Services, Inc.Cambridge Investment Research, Inc.11-09-2010
Robert Evans JohnsonSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc$2501-03-2011
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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