Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee RhodesSummit Brokerage Services, Inc.Lincoln Financial Advisors Corporation03-22-2011
Alison Marie JankeSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC04-15-2011
Kurt Louis HofferSummit Brokerage Services, Inc.The Investment Center, Inc.05-12-2011
Michael Kent FallentineSummit Brokerage Services, Inc.RBC Capital Markets, LLC$20010-06-2011
Hal LippmanSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$5011-01-2011
Peter Lang StevensSummit Brokerage Services, Inc.Dernis Financial12-12-2011
Kirk William KnollmanSummit Brokerage Services, Inc.Oppenheimer & Co. Inc.05-14-2012
Walter Zabud FletcherSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$5005-31-2012
James Alan LindsaySummit Brokerage Services, Inc.LPL Financial LLC09-26-2012
David Gregory WursterSummit Brokerage Services, Inc.Financial Advisers of America, LLC01-02-2013
Robert Douglas RosenbergSummit Brokerage Services, Inc.Waddell & Reed$5003-25-2013
Elisabet Ana RamosSummit Brokerage Services, Inc.LPL Financial LLC07-09-2013
Carl Lavern HartSummit Brokerage Services, Inc.Lincoln Investment08-06-2013
Steven Jay GreenbergSummit Brokerage Services, Inc.The Investment Center, Inc.$2509-12-2013
Terri-Ann Camille LindoSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc11-07-2013
Stephen Glen Zahorian Jr.Summit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc11-08-2013
James Whitney StorySummit Brokerage Services, Inc.First Midwest Securities, Inc.02-24-2014
William Mark YawnSummit Brokerage Services, Inc.Stratos Wealth Partners, Ltd05-23-2014
Robert Eugene BergSummit Brokerage Services, Inc.Morgan Stanley$1006-06-2014
Howard Lawrence MashSummit Brokerage Services, Inc.AXA Advisors, LLC07-11-2014
Stephen Russell StorySummit Brokerage Services, Inc.Cantella & Co., Inc.$5008-19-2014
Sherril Ann MorseSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$5004-21-2015
Francis Peter SearingSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$2508-29-2015
Anthony Claude Marcello IIISummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$1008-29-2015
Joel Davis KamphuisSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$2508-31-2015
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Showing 26 to 50 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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