Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith David HorlacherSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-03-2015
Anthony DelgadoSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$1009-08-2015
Harry Robert BayardSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-16-2015
Clarence Ronald Patton Jr.Summit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-17-2015
Gregory Bruce NortonSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-22-2015
Stephen Christopher PfaffSummit Brokerage Services, Inc.VSR Financial Services, Inc.$4608-22-2016
Robert Matthew WeldonSummit Brokerage Services, Inc.VSR Financial Services, Inc.$1008-23-2016
Ronald Huston KeeblerSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$2509-05-2017
Richard David MercadoSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.12-15-2017
Lisa Marie PaoliSummit Brokerage Services, Inc.Allstate Financial Services, LLC09-19-2018
Matthew V. GoldSummit Brokerage Services, Inc.Cetera Investment Services LLC10-11-2018
Mark Alan DavySummit Brokerage Services, Inc.B. Riley Wealth Management$5010-26-2018
William Francis QuinnSummit Brokerage Services, Inc.LPL Financial LLC$20003-15-2019
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC07-05-2019
« Previous Page

Showing 51 to 64 of 64 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.