Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alison Marie JankeSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC04-15-2011
Anthony Claude Marcello IIISummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$1008-29-2015
Anthony DelgadoSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$1009-08-2015
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC07-05-2019
Brian Keith MusicSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc$2503-08-2010
Bruce John GarettoSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc04-03-2009
Carl Lavern HartSummit Brokerage Services, Inc.Lincoln Investment08-06-2013
Cheryl Dawn DyerSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc04-03-2009
Clarence Ronald Patton Jr.Summit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-17-2015
Daniel Bartley LeonardSummit Brokerage Services, Inc.Securities America, Inc.02-04-2009
David Gregory WursterSummit Brokerage Services, Inc.Financial Advisers of America, LLC01-02-2013
David Lee RhodesSummit Brokerage Services, Inc.Lincoln Financial Advisors Corporation03-22-2011
David Vincent MenegusSummit Brokerage Services, Inc.UBS Financial Services Inc.10-14-2009
Elisabet Ana RamosSummit Brokerage Services, Inc.LPL Financial LLC07-09-2013
Erik Edward LundySummit Brokerage Services, Inc.Edward Jones$10002-16-2010
Eugene Edward OreillySummit Brokerage Services, Inc.Raymond James Financial Services, Inc.08-25-2009
Francis Peter SearingSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$2508-29-2015
Gregory Bruce NortonSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-22-2015
Hal LippmanSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$5011-01-2011
Harlan David WenigSummit Brokerage Services, Inc.Mutual Service Corporation08-13-2009
Harry Robert BayardSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-16-2015
Howard Lawrence MashSummit Brokerage Services, Inc.AXA Advisors, LLC07-11-2014
James Alan LindsaySummit Brokerage Services, Inc.LPL Financial LLC09-26-2012
James Whitney StorySummit Brokerage Services, Inc.First Midwest Securities, Inc.02-24-2014
Joel Davis KamphuisSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$2508-31-2015
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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