Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC07-05-2019
Matthew V. GoldSummit Brokerage Services, Inc.Cetera Investment Services LLC10-11-2018
Lisa Marie PaoliSummit Brokerage Services, Inc.Allstate Financial Services, LLC09-19-2018
Richard David MercadoSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.12-15-2017
Gregory Bruce NortonSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-22-2015
Clarence Ronald Patton Jr.Summit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-17-2015
Harry Robert BayardSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-16-2015
Keith David HorlacherSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-03-2015
Howard Lawrence MashSummit Brokerage Services, Inc.AXA Advisors, LLC07-11-2014
William Mark YawnSummit Brokerage Services, Inc.Stratos Wealth Partners, Ltd05-23-2014
James Whitney StorySummit Brokerage Services, Inc.First Midwest Securities, Inc.02-24-2014
Stephen Glen Zahorian Jr.Summit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc11-08-2013
Terri-Ann Camille LindoSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc11-07-2013
Carl Lavern HartSummit Brokerage Services, Inc.Lincoln Investment08-06-2013
Elisabet Ana RamosSummit Brokerage Services, Inc.LPL Financial LLC07-09-2013
David Gregory WursterSummit Brokerage Services, Inc.Financial Advisers of America, LLC01-02-2013
James Alan LindsaySummit Brokerage Services, Inc.LPL Financial LLC09-26-2012
Kirk William KnollmanSummit Brokerage Services, Inc.Oppenheimer & Co. Inc.05-14-2012
Peter Lang StevensSummit Brokerage Services, Inc.Dernis Financial12-12-2011
Kurt Louis HofferSummit Brokerage Services, Inc.The Investment Center, Inc.05-12-2011
Alison Marie JankeSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC04-15-2011
David Lee RhodesSummit Brokerage Services, Inc.Lincoln Financial Advisors Corporation03-22-2011
Victor A. Rigoni IIISummit Brokerage Services, Inc.Cambridge Investment Research, Inc.11-09-2010
John Andrew DunwoodySummit Brokerage Services, Inc.LPL Financial LLC02-18-2010
Kenneth Cassius ButterfieldSummit Brokerage Services, Inc.1st Discount Brokerage, Inc.02-03-2010
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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