Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Francis QuinnSummit Brokerage Services, Inc.LPL Financial LLC$20003-15-2019
Michael Kent FallentineSummit Brokerage Services, Inc.RBC Capital Markets, LLC$20010-06-2011
Erik Edward LundySummit Brokerage Services, Inc.Edward Jones$10002-16-2010
Mark Alan DavySummit Brokerage Services, Inc.B. Riley Wealth Management$5010-26-2018
Sherril Ann MorseSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$5004-21-2015
Stephen Russell StorySummit Brokerage Services, Inc.Cantella & Co., Inc.$5008-19-2014
Robert Douglas RosenbergSummit Brokerage Services, Inc.Waddell & Reed$5003-25-2013
Walter Zabud FletcherSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$5005-31-2012
Hal LippmanSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$5011-01-2011
Jon Stephen AlinSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc$5006-30-2010
Stephen Christopher PfaffSummit Brokerage Services, Inc.VSR Financial Services, Inc.$4608-22-2016
Ronald Huston KeeblerSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$2509-05-2017
Joel Davis KamphuisSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$2508-31-2015
Francis Peter SearingSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$2508-29-2015
Steven Jay GreenbergSummit Brokerage Services, Inc.The Investment Center, Inc.$2509-12-2013
Robert Evans JohnsonSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc$2501-03-2011
Brian Keith MusicSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc$2503-08-2010
Stephen Robert WierhakeSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2009
Robert Matthew WeldonSummit Brokerage Services, Inc.VSR Financial Services, Inc.$1008-23-2016
Anthony DelgadoSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$1009-08-2015
Anthony Claude Marcello IIISummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$1008-29-2015
Robert Eugene BergSummit Brokerage Services, Inc.Morgan Stanley$1006-06-2014
Larry Eugene FolmarSummit Brokerage Services, Inc.Mutual Service Corporation$1008-21-2009
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC07-05-2019
Matthew V. GoldSummit Brokerage Services, Inc.Cetera Investment Services LLC10-11-2018
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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