Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raul Enrique DiazSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.12-17-2019
Justin Charles VivianoSunTrust Investment Services, Inc.UBS Financial Services Inc.10-09-2019
Virgilio Daniel NamnumSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Gregory Benjamin StreitmanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1007-31-2019
Everett Gregory HunterSunTrust Investment Services, Inc.PNC Investments05-17-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Kristen Brooke PerdisattSunTrust Investment Services, Inc.Fifth Third Securities, Inc.04-08-2019
Casey A. MuhtadiSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-08-2019
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Yanette SullivanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC03-06-2019
Julian Esteven OssaSunTrust Investment Services, Inc.T. Rowe Price Investment Services, Inc.03-05-2019
Jeffrey M. PattenSunTrust Investment Services, Inc.BMO Harris Financial Advisors, Inc.02-28-2019
Darius Darrell HarrisonSunTrust Investment Services, Inc.TD Ameritrade Investment Management, LLC02-26-2019
Joseph Edward JarrettSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2018
Marlin J. McNairSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Brian J. PanzellaSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$15009-26-2018
Shands Dameron GreenleeSunTrust Investment Services, Inc.Ameriprise Financial Services, LLC09-10-2018
Stephen A. Frick Jr.SunTrust Investment Services, Inc.Synovus Securities, Inc.08-30-2018
Michael J. DesantisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-13-2018
Maria Virginia SanchezSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
Richard Joseph BurgioSunTrust Investment Services, Inc.Scottrade, Inc.07-17-2018
Daniel Aaron ShenderSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2018
Frank Douglas MithunSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5006-28-2018
Alton Ryan LumpkinSunTrust Investment Services, Inc.Allstate Financial Services, LLC05-14-2018
Doris Acanda ObregonSunTrust Investment Services, Inc.Lincoln Financial Advisors Corporation05-02-2018
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Showing 1 to 25 of 375 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.