Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard M. ArduengoSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC02-06-2009
Jay L. CostelloSunTrust Investment Services, Inc.StanChart Securities International, Inc.07-26-2010
Norman Javier SandinoSunTrust Investment Services, Inc.Chase Investment Services Corp.05-16-2012
Kathryn Miller PhaneufSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-06-2012
Eddie King Jackson IISunTrust Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2013
Sean Patrick MurphySunTrust Investment Services, Inc.J.P. Morgan Securities LLC10-03-2013
Andrew MorenoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC07-07-2014
Alfredo Jacobo FernandezSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-25-2015
Michael Gordon BeckerSunTrust Investment Services, Inc.J.P. Morgan Securities LLC06-15-2016
David Andrew SavageSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2016
Lisa Michele HayesSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2016
Fernando Luis CrespoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC02-07-2017
Carl Joseph TorchiaSunTrust Investment Services, Inc.BB&T Investment Services, Inc.03-13-2017
Geovanny VentoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC03-23-2017
Jason B. DavisSunTrust Investment Services, Inc.Morgan Stanley03-31-2017
Kenneth Sean PolleySunTrust Investment Services, Inc.J.P. Morgan Securities LLC$2504-18-2017
Wayne Stephen BabstSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$2505-19-2017
George M. StarlingSunTrust Investment Services, Inc.PNC Investments05-22-2017
Treasa Anne JacksonSunTrust Investment Services, Inc.BBVA Securities Inc.06-05-2017
John Thanh MaiSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2017
Stephanie Benardo DesearSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-19-2017
Joseph Perry KellySunTrust Investment Services, Inc.Morgan Stanley07-25-2017
Juan C. PajonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-09-2017
John Harrmann RemmelSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-27-2017
Willy A GamezSunTrust Investment Services, Inc.J.P. Morgan Securities LLC10-27-2017
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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