Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael CallenderSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$15003-27-2014
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Alain Dieguez HerreraSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.06-25-2012
Alfredo Jacobo FernandezSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-25-2015
Allahyar Shokouhi NejadSunTrust Investment Services, Inc.Synovus Securities, Inc.$5009-16-2016
Andrew A LenartSunTrust Investment Services, Inc.Fifth Third Securities, Inc.02-06-2014
Angel Emilio FigueroaSunTrust Investment Services, Inc.J.P. Morgan Securities LLC06-12-2017
Anthony Robert Germano JrSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-04-2016
Arthur Gilbert FarenSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-12-2018
Arturo RuizSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-25-2014
Barbara Ann MartinSunTrust Investment Services, Inc.Chase Investment Services Corp.$15012-21-2011
Barbara DettmerSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.$15008-02-2016
Barry E WhitakerSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2015
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Brian J PanzellaSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$15009-26-2018
Bruce Russell BrowarSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-09-2012
Carl Joseph TorchiaSunTrust Investment Services, Inc.BB&T Investment Services, Inc.$5003-13-2017
Casey A MuhtadiSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-08-2019
Charles Jason ConnerSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-18-2014
Christopher Brian DamianoSunTrust Investment Services, Inc.New England Securities$5011-14-2011
Christopher Michael PondsSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-16-2010
Christopher Ryan HaffeySunTrust Investment Services, Inc.Charles Schwab & Co., Inc.$1,00011-14-2011
Colleen Coyle CowanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5006-21-2012
Daniel Otis WolfSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$15012-10-2014
Daniel Robert BotyosSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5006-16-2014
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Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.