Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Russel ServaisSunTrust Investment Services, Inc.PNC Investments01-18-2017
Adam Benjamin MayfieldSunTrust Investment Services, Inc.Fifth Third Securities, Inc.04-24-2014
Adam Michael CallenderSunTrust Investment Services, Inc.Fifth Third Securities, Inc.03-27-2014
Ahmet KildisSunTrust Investment Services, Inc.Fifth Third Securities, Inc.10-07-2011
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Alain Dieguez HerreraSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.06-25-2012
Alan Karl MajakSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-28-2009
Alexander Robert CarneySunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-02-2016
Alfredo Jacobo FernandezSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-25-2015
Allahyar Shokouhi NejadSunTrust Investment Services, Inc.Synovus Securities, Inc.09-16-2016
Allan Charles SmallSunTrust Investment Services, Inc.Allstate Financial Services, LLC11-18-2009
Alton Ryan LumpkinSunTrust Investment Services, Inc.Allstate Financial Services, LLC05-14-2018
Amado Barbaro PenateSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.03-18-2013
Ana Esther EscuderoSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-03-2016
Andrea Christina BishopSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.04-02-2009
Andrew A LenartSunTrust Investment Services, Inc.Fifth Third Securities, Inc.02-06-2014
Andrew Brian StevensSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-06-2011
Andrew David WinakerSunTrust Investment Services, Inc.LPL Financial LLC03-22-2012
Andrew Malone EwingSunTrust Investment Services, Inc.Hancock Whitney Investment Services Inc.03-01-2012
Andrew MorenoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC07-07-2014
Angel Emilio FigueroaSunTrust Investment Services, Inc.J.P. Morgan Securities LLC06-12-2017
Anthony Robert Germano Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2016
Arthur Gilbert FarenSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$14601-12-2018
Arthur Lee Boyd IIISunTrust Investment Services, Inc.LPL Financial LLC$47012-05-2011
Arturo RuizSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-25-2014
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Showing 1 to 25 of 372 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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