Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Virgilio Daniel NamnumSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Gregory Benjamin StreitmanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-31-2019
Casey A MuhtadiSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-08-2019
Michael J DesantisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-13-2018
Frank Douglas MithunSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$10006-28-2018
Jeffrey OliverioSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$10001-12-2018
Arthur Gilbert FarenSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-12-2018
Jeffrey P OliverioSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-12-2018
Sasha M LauzonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-12-2018
John Harrmann RemmelSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-27-2017
Srdjan MisicSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-04-2017
Stephanie Benardo DesearSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-19-2017
Wayne Stephen BabstSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$2505-19-2017
Yajaira RodriguezSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-12-2017
Isabelle Dias OteroSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-15-2016
Mark J Elliott Scott R Friedman Darren Dawson John A KentSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$53404-22-2016
Mark James ElliottSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15004-21-2016
John Alexander KentSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15004-21-2016
Scott Robert FriedmanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15004-21-2016
Darren Andrew DawsonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$25004-21-2016
Ken TanakaSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-28-2016
Julie Lynne Williamson-BressetSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-22-2016
Alfredo Jacobo FernandezSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-25-2015
Stefan Robert MayerschoffSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-09-2015
Rebecca Kathleen PrattSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-10-2015
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.