Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard M. ArduengoSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC02-06-2009
Gene Riley MaszySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5008-04-2009
Alan Karl MajakSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-28-2009
Denise Dean SpringerSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-07-2010
Phillip George MargySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5008-09-2010
Gretchen Jean MitchellSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC10-04-2010
Elizabeth Lee Rabbitt-StephenSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC10-28-2010
Kenneth Rene SolisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5012-16-2010
Bryan Justin AndersonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5001-24-2011
Thomas Franklin DietrichSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5002-11-2011
Javier Enrique Martinez Sr.SunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC02-25-2011
Nicole Marie PenlandSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-31-2011
Veronica Sharon PereiraSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-02-2011
Andrew B. StevensSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-06-2011
Nigel Alanzo Hugh ChangSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-15-2011
Christopher Paul SwinkSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5011-01-2011
Timothy Ryan BestSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-08-2011
Keith Alan RothmanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$10011-09-2011
Gregory Addison LebarSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15001-06-2012
Donald Alan WelshSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-30-2012
Bruce Russell BrowarSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15004-09-2012
Michael Scott GonsalvesSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1004-13-2012
Colleen Coyle CowanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-21-2012
William Rolla PeckSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-27-2012
Sherry Ruth GarciaSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-22-2012
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.