Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
Carlos Rodriguez AspirichagaUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Dario MontisciUBS Financial Services Inc.HSBC Securities (USA) Inc.01-05-2018
Ashiqul IslamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Lisa M PaczkowskiUBS Financial Services Inc.Mercer Allied Company, L.P.10-27-2017
Christopher Charles AitkenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-17-2017
Roy Kenneth TonningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2017
Shelby AitkenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2017
Vicki Lynn SuitsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-10-2017
Brian Charles BuetelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-10-2016
Cameron C BuetelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Robert TannenbaumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2016
Bryant Julio DiazUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10007-14-2016
Jennifer Seavey HoldenUBS Financial Services Inc.MetLife Investors Distribution Company06-06-2016
Vincent Francis Scorza IIIUBS Financial Services Inc.J.P. Morgan Securities LLC05-03-2016
Arnold Ira CohenUBS Financial Services Inc.PNC Investments$10004-14-2016
Leticia Gomes TeixeiraUBS Financial Services Inc.Itau International Securities Inc.04-07-2016
William Stuart MarinoUBS Financial Services Inc.National Securities Corporation$15004-07-2016
Jacob Andrew BryantUBS Financial Services Inc.J.P. Morgan Securities LLC$15003-31-2016
Meryll Biala BangsilUBS Financial Services Inc.J.P. Morgan Securities LLC03-31-2016
Nathalie TremblayUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-28-2016
Jonathan Fleischer PeicherUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-22-2016
Antonio Giorgetti Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC$11903-01-2016
Alberto RafulsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-26-2016
Rodny BaezUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-26-2016
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Showing 1 to 25 of 309 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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