Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Selby DolcimascoloUBS Financial Services Inc.AllianceBernstein L.P.07-15-2014
Pedro A FernandezUBS Financial Services Inc.AllianceBernstein L.P.04-28-2014
Brian K GrayUBS Financial Services Inc.AllianceBernstein L.P.04-08-2014
Barry Allen SchwartzUBS Financial Services Inc.AllianceBernstein L.P.$10006-12-2013
Christopher R CoramUBS Financial Services Inc.AllianceBernstein L.P.03-04-2013
Moshe Ron BaninUBS Financial Services Inc.AllianceBernstein L.P.02-13-2013
Alice Legan JohnsonUBS Financial Services Inc.American Century Brokerage, Inc.04-25-2012
Carlos Emilio Arguello IIUBS Financial Services Inc.BAC Florida Investments03-09-2015
Jeffrey S SchiffmanUBS Financial Services Inc.Banc of America Investment Services, Inc.04-24-2009
Ted Andrew ScharchUBS Financial Services Inc.Banc of America Investment Services, Inc.$10001-02-2009
Kristen Ann BissettUBS Financial Services Inc.Barclays Capital Inc.01-20-2015
Eileen Zimkind BermanUBS Financial Services Inc.Barclays Capital Inc.$2510-20-2014
Brian Lee LowenthalUBS Financial Services Inc.Barclays Capital Inc.$10010-20-2014
Ramon Emilio PielagoUBS Financial Services Inc.Barclays Capital Inc.$2510-01-2014
FELIX Joaquin PEREZ-RETESUBS Financial Services Inc.Barclays Capital Inc.$15007-17-2014
Sergio Vizintas EstefanoUBS Financial Services Inc.Barclays Capital Inc.$5007-17-2014
Sandro Jaime PestanaUBS Financial Services Inc.Barclays Capital Inc.$5005-30-2014
Cecilia Maria NeuhausUBS Financial Services Inc.BNP Paribas Investment Services, LLC07-09-2012
Mariana CardenasUBS Financial Services Inc.BNP Paribas Investment Services, LLC06-04-2010
Michael Steven TarasUBS Financial Services Inc.Capital Analysts08-30-2019
Frederik GuerraUBS Financial Services Inc.Citi International Financial Services LLC09-16-2013
Peter ZubizarretaUBS Financial Services Inc.Citigroup Global Markets Inc.$6806-04-2009
Randall Jeffrey BodnerUBS Financial Services Inc.Citigroup Global Markets Inc.$15006-04-2009
Russell Louis RothUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
Peter KakoyannisUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
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Showing 1 to 25 of 300 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.