Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Selby DolcimascoloUBS Financial Services Inc.AllianceBernstein L.P.$10007-15-2014
Pedro A. FernandezUBS Financial Services Inc.AllianceBernstein L.P.04-28-2014
Barry Allen SchwartzUBS Financial Services Inc.AllianceBernstein L.P.06-12-2013
Christopher R. CoramUBS Financial Services Inc.AllianceBernstein L.P.03-04-2013
Moshe Ron BaninUBS Financial Services Inc.AllianceBernstein L.P.02-13-2013
Carlos Julio ArangoUBS Financial Services Inc.Amerant Investments, Inc.08-10-2011
Maria Carolina CardenasUBS Financial Services Inc.Amerant Investments, Inc.10-04-2010
Carlos Emilio Arguello IIUBS Financial Services Inc.BAC Florida Investments03-09-2015
Jeffrey S SchiffmanUBS Financial Services Inc.Banc of America Investment Services, Inc.$10004-24-2009
Ted Andrew ScharchUBS Financial Services Inc.Banc of America Investment Services, Inc.$15001-02-2009
Kristen Ann BissettUBS Financial Services Inc.Barclays Capital Inc.01-20-2015
Brian Lee LowenthalUBS Financial Services Inc.Barclays Capital Inc.$2510-20-2014
Eileen Zimkind BermanUBS Financial Services Inc.Barclays Capital Inc.10-20-2014
Sergio Vizintas EstefanoUBS Financial Services Inc.Barclays Capital Inc.$15007-17-2014
Felix Joaquin Perez-RetesUBS Financial Services Inc.Barclays Capital Inc.07-17-2014
Sandro Jaime PestanaUBS Financial Services Inc.Barclays Capital Inc.$15005-30-2014
Mariana CardenasUBS Financial Services Inc.BNP Paribas Investment Services, LLC06-04-2010
Frederik GuerraUBS Financial Services Inc.Citi International Financial Services LLC09-16-2013
Zoraida Caridad DiazUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Cristina Beatrice MendezUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Russell Louis RothUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
Peter Kakoyannis, Christopher George MorganUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Faith Carol HarrisUBS Financial Services Inc.Citigroup Global Markets Inc.$5004-09-2009
Sherrill Garrison Elrod Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.03-27-2009
Douglas Earl WilsonUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-13-2009
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Showing 1 to 25 of 278 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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