Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Selby DolcimascoloUBS Financial Services Inc.AllianceBernstein L.P.$10007-15-2014
Pedro A. FernandezUBS Financial Services Inc.AllianceBernstein L.P.04-28-2014
Barry Allen SchwartzUBS Financial Services Inc.AllianceBernstein L.P.06-12-2013
Christopher R. CoramUBS Financial Services Inc.AllianceBernstein L.P.03-04-2013
Moshe Ron BaninUBS Financial Services Inc.AllianceBernstein L.P.02-13-2013
Carlos Julio ArangoUBS Financial Services Inc.Amerant Investments, Inc.08-10-2011
Maria Carolina CardenasUBS Financial Services Inc.Amerant Investments, Inc.10-04-2010
Alice Legan JohnsonUBS Financial Services Inc.American Century Brokerage, Inc.04-25-2012
Carlos Arturo MoralesUBS Financial Services Inc.Arca Capital Investments, Inc.03-21-2014
Craig Michael ZaronUBS Financial Services Inc.Austin Atlantic Capital Inc.03-01-2010
Craig QuarlesUBS Financial Services Inc.AXA Advisors, LLC04-18-2018
Carlos Emilio Arguello IIUBS Financial Services Inc.BAC Florida Investments03-09-2015
Jeffrey S SchiffmanUBS Financial Services Inc.Banc of America Investment Services, Inc.$10004-24-2009
James Edward ThomsonUBS Financial Services Inc.Banc of America Investment Services, Inc.04-24-2009
Ted Andrew ScharchUBS Financial Services Inc.Banc of America Investment Services, Inc.$15001-02-2009
Kristen Ann BissettUBS Financial Services Inc.Barclays Capital Inc.01-20-2015
Eileen Zimkind BermanUBS Financial Services Inc.Barclays Capital Inc.10-20-2014
Brian Lee LowenthalUBS Financial Services Inc.Barclays Capital Inc.$2510-20-2014
Shaily Bhagvanji PatelUBS Financial Services Inc.Barclays Capital Inc.10-20-2014
Ramon Emilio PielagoUBS Financial Services Inc.Barclays Capital Inc.$5010-01-2014
Felix Joaquin Perez-RetesUBS Financial Services Inc.Barclays Capital Inc.07-17-2014
Sergio Vizintas EstefanoUBS Financial Services Inc.Barclays Capital Inc.$15007-17-2014
Sandro Jaime PestanaUBS Financial Services Inc.Barclays Capital Inc.$15005-30-2014
Blanca T. SalazarUBS Financial Services Inc.Beta Capital Securities LLC09-16-2013
James Parker ScullinUBS Financial Services Inc.BigSur Partners, LLC06-22-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.