Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Aitken Shelby Aitken and Ken TonningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$90005-17-2017
Michael Carr Kirk Ruth Jeff Hogue Jeff RizzoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$87008-20-2015
Douglas TwohillUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24011-17-2014
Steven ScaliciUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10311-17-2014
Michael Bulhack Mario Ponczek Douglas PonczekUBS Financial Services Inc.Morgan Stanley$42311-02-2012
Matthew Kilgroe Peter FrantzisTommy KidwellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$54003-20-2012
Davis De Montluzin Michael Melnyk Carolyn SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25808-04-2011
Philip Jordan Irving SilverUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$80011-23-2010
John Coleman Elaine FitzgeraldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-04-2010
Randall Marsh Andrew PlumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2010
Stephen McDonald John HendersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$29406-29-2010
Christopher Neri Kevin Pacciano Gary HardenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$35006-06-2010
Howard Leon Anthony MazzoUBS Financial Services Inc.Oppenheimer$10007-28-2011
Joseph V FureyUBS Financial Services Inc.J.P. Morgan Securities LLC09-11-2020
Mariana Barbosa BrichesiUBS Financial Services Inc.Morgan Stanley03-05-2020
Gary Mariano GarayUBS Financial Services Inc.J.P. Morgan Securities LLC10-25-2019
Kathy Arlene WilsonUBS Financial Services Inc.J.P. Morgan Securities LLC$2510-23-2019
Justin GromleyUBS Financial Services Inc.J.P. Morgan Securities LLC10-11-2019
Pedro VillariUBS Financial Services Inc.J.P. Morgan Securities LLC08-30-2019
Michael Steven TarasUBS Financial Services Inc.Capital Analysts08-30-2019
William Gabriel FanningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
William Herbert WhiteUBS Financial Services Inc.Van Eck Securities Corporation07-17-2019
Becky LightmanUBS Financial Services Inc.Northern Trust Securities, Inc.05-07-2019
Joseph J RestainoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
James Zachary WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
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Showing 1 to 25 of 300 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.