Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron PierceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Abigail Allison LinnUBS Financial Services Inc.Raymond James Financial Services, Inc.12-14-2015
Adrian Davis De MontluzinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2011
Adrienne FrankUBS Financial Services Inc.Morgan Stanley09-29-2010
Alan Michael RadoulovitchUBS Financial Services Inc.Oppenheimer & Co. Inc.04-30-2015
Alax GittlerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15012-01-2015
Albert Alexander Philion Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-13-2015
Albert Richard LucciUBS Financial Services Inc.Morgan Stanley$5007-15-2011
Alberto LunaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2011
Alberto RafulsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-26-2016
Alejandro Antonio Ayaviri CastilloUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Alejandro Enrique WabnikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Alejandro GonzalezUBS Financial Services Inc.EFG Capital International11-13-2018
Alejandro MalbranUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2015
Alex Gerardo HerreraUBS Financial Services Inc.HSBC Securities (USA) Inc.03-08-2012
Alex Lane HarriganUBS Financial Services Inc.EDI Financial, Inc.09-12-2014
Alexandre Martins SantosUBS Financial Services Inc.Oppenheimer & Co. Inc.04-30-2015
Alfred Francis LoboUBS Financial Services Inc.Morgan Stanley10-16-2014
Alfredo MartinezUBS Financial Services Inc.Citigroup Global Markets Inc.03-12-2009
Alice Legan JohnsonUBS Financial Services Inc.American Century Brokerage, Inc.04-25-2012
Alisa Bachana JaffeUBS Financial Services Inc.Morgan Stanley10-09-2014
Allan Dean YarkinUBS Financial Services Inc.Morgan Stanley$10002-27-2013
Allen M ShapiroUBS Financial Services Inc.Morgan Stanley02-12-2010
Ana Catalina SmalleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2012
Anatoly IofeUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC12-17-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.