Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
Carlos Rodriguez AspirichagaUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Dario MontisciUBS Financial Services Inc.HSBC Securities (USA) Inc.01-05-2018
Ashiqul IslamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Lisa M PaczkowskiUBS Financial Services Inc.Mercer Allied Company, L.P.10-27-2017
Roy Kenneth TonningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2017
Shelby AitkenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2017
Cameron C BuetelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Jennifer Seavey HoldenUBS Financial Services Inc.MetLife Investors Distribution Company06-06-2016
Vincent Francis Scorza IIIUBS Financial Services Inc.J.P. Morgan Securities LLC05-03-2016
Leticia Gomes TeixeiraUBS Financial Services Inc.Itau International Securities Inc.04-07-2016
Meryll Biala BangsilUBS Financial Services Inc.J.P. Morgan Securities LLC03-31-2016
Nathalie TremblayUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-28-2016
Jonathan Fleischer PeicherUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-22-2016
Claudine Marie ChoquetteUBS Financial Services Inc.Credit Suisse Securities (USA) LLC02-12-2016
Franklin Carlyle Tiller Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-21-2016
William Steele Nugent IIUBS Financial Services Inc.USAA Financial Advisors, Inc.01-19-2016
Daniel Matthew ZuckerUBS Financial Services Inc.Morgan Stanley01-15-2016
Wade Gabriel KornblithUBS Financial Services Inc.Morgan Stanley01-15-2016
Daniel Diaz TorrobaUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-03-2015
Donald J DeverUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-02-2015
Meryl Debra Benyunes SpigelmanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-01-2015
Alejandro MalbranUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2015
Lorenzo C EstevaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2015
Carolyn Ann AsencioUBS Financial Services Inc.John Hancock Distributors LLC10-13-2015
Next Page »

Showing 1 to 25 of 309 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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