Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph V FureyUBS Financial Services Inc.J.P. Morgan Securities LLC09-11-2020
Mariana Barbosa BrichesiUBS Financial Services Inc.Morgan Stanley03-05-2020
Gary Mariano GarayUBS Financial Services Inc.J.P. Morgan Securities LLC10-25-2019
Kathy Arlene WilsonUBS Financial Services Inc.J.P. Morgan Securities LLC$2510-23-2019
Justin GromleyUBS Financial Services Inc.J.P. Morgan Securities LLC10-11-2019
Pedro VillariUBS Financial Services Inc.J.P. Morgan Securities LLC08-30-2019
Michael Steven TarasUBS Financial Services Inc.Capital Analysts08-30-2019
William Gabriel FanningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
William Herbert WhiteUBS Financial Services Inc.Van Eck Securities Corporation07-17-2019
Becky LightmanUBS Financial Services Inc.Northern Trust Securities, Inc.05-07-2019
Joseph J RestainoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
James Zachary WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Anatoly IofeUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC12-17-2018
Alejandro GonzalezUBS Financial Services Inc.EFG Capital International11-13-2018
Jaime Fernando De BettioUBS Financial Services Inc.Morgan Stanley09-19-2018
Matthew John DraganchukUBS Financial Services Inc.Summit Financial Group Inc08-23-2018
Carlos A TovarUBS Financial Services Inc.Leumi Investment Services Inc.07-24-2018
Evan Lee BlakeUBS Financial Services Inc.J.P. Morgan Securities LLC07-12-2018
Arlyn KalkaUBS Financial Services Inc.HSBC Securities (USA) Inc.06-27-2018
Veronica MartinezUBS Financial Services Inc.SunTrust Investment Services, Inc.06-25-2018
Carlos Rodriguez AspirichagaUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Sylvia RhekerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-19-2018
Scott MayerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
Aaron Michael PierceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Dario MontisciUBS Financial Services Inc.HSBC Securities (USA) Inc.01-05-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.