Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Claudio SalazarUBS Financial Services Inc.Ubs International Inc.01-01-2010
Jorge Luis GomezUBS Financial Services Inc.Ubs International Inc.01-01-2010
Osmundo Manuel RodriguezUBS Financial Services Inc.Ubs International Inc.01-01-2010
Miguel Benigno CarrilloUBS Financial Services Inc.Ubs International Inc.01-01-2010
Gustavo Carlos CivettaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Federico Jose ArrosaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Eugenio Alberto PermuyUBS Financial Services Inc.Ubs International Inc.01-01-2010
Henry Hernan MalpartidaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Igal Tobias YacherUBS Financial Services Inc.Ubs International Inc.01-01-2010
Charles LamelaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Guillermo Rodolfo IdeUBS Financial Services Inc.Ubs International Inc.01-01-2010
Eric MunozUBS Financial Services Inc.Ubs International Inc.01-01-2010
Kelvin Arturo PenaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Ernesto AngueiraUBS Financial Services Inc.Ubs International Inc.01-01-2010
Jose Delfor AcebedoUBS Financial Services Inc.Ubs International Inc.01-01-2010
Fernando C Van PeborghUBS Financial Services Inc.Ubs International Inc.01-01-2010
Adrian Gonzalo QuinterosUBS Financial Services Inc.Ubs International Inc.01-01-2010
Rui Manuel TavaresUBS Financial Services Inc.Ubs International Inc.01-01-2010
Luis Rodrigo FrascollaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Denise A. AlvarezUBS Financial Services Inc.Ubs International Inc.01-01-2010
Marcelo Aldo BiasuttoUBS Financial Services Inc.Ubs International Inc.01-01-2010
Ezequiel SporlederUBS Financial Services Inc.Ubs International Inc.01-01-2010
Leonor C PrietoUBS Financial Services Inc.Ubs International Inc.01-01-2010
Carla Cristina RoqueUBS Financial Services Inc.Ubs International Inc.01-01-2010
Carolina ThompsonUBS Financial Services Inc.Ubs International Inc.01-01-2010
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Showing 226 to 250 of 278 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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