Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francisco Onofre FernandezUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2012
Kimberly Ann DupontUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-13-2012
Jeanine Cecile WebsterUBS Financial Services Inc.Morgan Stanley$5008-06-2012
Sam Ross BellamyUBS Financial Services Inc.Morgan Stanley$5007-20-2012
Sean Paul DaleyUBS Financial Services Inc.Morgan Stanley07-16-2012
Greg Alan ThogersenUBS Financial Services Inc.Morgan Stanley$5007-16-2012
Joshua David MixonUBS Financial Services Inc.Morgan Stanley07-16-2012
Eric Michael BransonUBS Financial Services Inc.Morgan Stanley$5007-10-2012
German NinoUBS Financial Services Inc.HSBC Securities (USA) Inc.07-02-2012
Carlos Eugenio LowellUBS Financial Services Inc.Morgan Stanley$10006-26-2012
Maria X. Guevara FajardoUBS Financial Services Inc.Citigroup Global Markets Inc.05-09-2012
Lourdes AlfonsoUBS Financial Services Inc.Citigroup Global Markets Inc.05-09-2012
Richard Paul WilliamsUBS Financial Services Inc.Morgan Stanley$10005-07-2012
Benjamin B LaneUBS Financial Services Inc.Morgan Stanley$10005-07-2012
Karen Schuman BarnesUBS Financial Services Inc.Morgan Stanley05-07-2012
Ana Catalina SmalleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2012
Alice Legan JohnsonUBS Financial Services Inc.American Century Brokerage, Inc.04-25-2012
Spencer E AbramsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-29-2012
Dane Curtiss UrieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2012
Timothy Allan WalshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-26-2012
Jeffrey Sarver Ritch Sr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-26-2012
Patrick Christopher TaylorUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-26-2012
William John GilcherUBS Financial Services Inc.G.Distributors, LLC03-26-2012
Jordan A. FuntUBS Financial Services Inc.Morgan Stanley03-26-2012
Jeffrey Sarver Ritch Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.