Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Ericson BellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-18-2011
William Carr White IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2011
Bradley Joseph RossUBS Financial Services Inc.Raymond James & Associates, Inc.$5011-17-2011
Rosario Cammarata Jr.UBS Financial Services Inc.Raymond James & Associates, Inc.$2511-17-2011
Heather Elizabeth HayesUBS Financial Services Inc.LPL Financial LLC$5011-10-2011
Robert Edward DeforestUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2011
Alberto LunaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2011
John Edward LansingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20010-27-2011
Howard Steven WalzerUBS Financial Services Inc.Janney Montgomery Scott LLC09-23-2011
Nancy A. Pinzon-JohnsonUBS Financial Services Inc.Citigroup Global Markets Inc.09-23-2011
Janine Lynn CowartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2011
Zoraida Caridad DiazUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Christopher Ryan PhillipsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2011
Cristina Beatrice MendezUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Gabriela Romana Aguilar GonzalezUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Jose Raul RiveronUBS Financial Services Inc.Hapoalim Securities USA, Inc.09-02-2011
Elizabeth Hodges HowarthUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-01-2011
Sara Katherine WadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2011
Mauricio De MagalhaesUBS Financial Services Inc.StanChart Securities International, Inc.08-26-2011
Robert Custer GenselUBS Financial Services Inc.Morgan Stanley$10008-12-2011
Brett Joel GoetzUBS Financial Services Inc.Morgan Stanley$5008-12-2011
Robert M. HirschUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2011
Carlos Julio ArangoUBS Financial Services Inc.Amerant Investments, Inc.08-10-2011
Mitchell Alan BellakUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-29-2011
Michael Joseph MelnykUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.