Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rosa Camacho-RiveraUBS Financial Services Inc.Morgan Stanley12-15-2017
Ashiqul IslamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Lisa M. PaczkowskiUBS Financial Services Inc.Mercer Allied Company, L.P.10-27-2017
Gabriel OrpinelUBS Financial Services Inc.HSBC Securities (USA) Inc.10-17-2017
Alejandro Antonio Ayaviri CastilloUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Thomas Anthony Zur Jr.UBS Financial Services Inc.UBS Financial Services Inc.$10206-06-2017
Christopher Charles AitkenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$22005-17-2017
Roy Kenneth TonningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2017
Shelby AitkenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2017
Viktoriya RudometkinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2017
Melissa Ann DaughertyUBS Financial Services Inc.Morgan Stanley05-10-2017
Dawn M. NewlandUBS Financial Services Inc.Morgan Stanley04-12-2017
Jenelle Kay SmithUBS Financial Services Inc.Morgan Stanley04-12-2017
Jack Scott OdenUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-31-2017
Vicki Lynn SuitsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-10-2017
Brian Charles BuetelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25011-10-2016
Cameron C. BuetelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Yancy RanalliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2016
Robert TannenbaumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2016
Bryant Julio DiazUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10007-14-2016
Jennifer Seavey HoldenUBS Financial Services Inc.MetLife Investors Distribution Company06-06-2016
Martin Jaime FleischerUBS Financial Services Inc.J.P. Morgan Securities LLC05-12-2016
Vincent Francis Scorza IIIUBS Financial Services Inc.J.P. Morgan Securities LLC$15005-03-2016
Arnold Ira CohenUBS Financial Services Inc.PNC Investments$10004-14-2016
William Stuart MarinoUBS Financial Services Inc.National Securities Corporation04-07-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.