Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leticia CostopoulosUBS Financial Services Inc.Itau International Securities Inc.04-07-2016
Meryll Biala BangsilUBS Financial Services Inc.J.P. Morgan Securities LLC03-31-2016
Jacob Andrew BryantUBS Financial Services Inc.J.P. Morgan Securities LLC$2503-31-2016
Nathalie TremblayUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-28-2016
Jonathan Fleischer PeicherUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-22-2016
Antonio Giorgetti Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC$20003-01-2016
Steven Ephrem KaiserUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-26-2016
Alberto RafulsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-26-2016
Rodny BaezUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2016
Daniel Eric KaiserUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2016
Claudine Marie ChoquetteUBS Financial Services Inc.Credit Suisse Securities (USA) LLC02-12-2016
Javier Luis BricenoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-29-2016
Kelly Michelle SullivanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-29-2016
Franklin Carlyle Tiller Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-21-2016
William S. Nugent IIUBS Financial Services Inc.USAA Financial Advisors, Inc.01-19-2016
Wade Gabriel KornblithUBS Financial Services Inc.Morgan Stanley01-15-2016
Daniel Matthew ZuckerUBS Financial Services Inc.Morgan Stanley01-15-2016
Cees Jan Van HoekUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5001-05-2016
Abigail Allison LinnUBS Financial Services Inc.Raymond James Financial Services, Inc.12-14-2015
Gregory Matthew DooleyUBS Financial Services Inc.LPL Financial LLC$5012-09-2015
James Stuart OkunUBS Financial Services Inc.Morgan Stanley$5012-04-2015
Daniel Diaz TorrobaUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-03-2015
Donald Jeffrey DeverUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-02-2015
Meryl Debra Benyunes SpigelmanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-01-2015
Alax GittlerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15012-01-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.