Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lorenzo C EstevaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2015
Alejandro MalbranUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2015
Albert Alexander Philion Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-13-2015
Andres BrikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2015
Flavio SugiyamaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2015
Carolyn Ann AsencioUBS Financial Services Inc.John Hancock Distributors LLC10-13-2015
Pamela Monserrat Barrera BarronUBS Financial Services Inc.CGIS Securities LLC10-07-2015
Benjamin Maxwell JaffeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2015
James Arthur Mucciaccio Jr.UBS Financial Services Inc.Morgan Stanley$5009-24-2015
David Adam HershUBS Financial Services Inc.Morgan Stanley09-24-2015
Gerald W Anders Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5009-18-2015
Brian Jay GoldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-18-2015
Mark Ellis GoldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-17-2015
Kirk Alton RuthUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-20-2015
Michael Craig Carr Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2015
Tina Lucia Arpaia-MccannUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-20-2015
Jeffrey Lane HogueUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-20-2015
Jeffrey S. RizzoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2015
Gabriela M. MaschmannUBS Financial Services Inc.Morgan Stanley07-28-2015
Ricardo HellmundUBS Financial Services Inc.J.P. Morgan Securities LLC07-23-2015
Fred Bruce GefenUBS Financial Services Inc.Wells Fargo Clearing Services, LLC07-16-2015
Joshua Edward GrabelUBS Financial Services Inc.Wells Fargo Clearing Services, LLC07-16-2015
David Anthony LurchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2015
Linda Ann MelcerUBS Financial Services Inc.Oppenheimer & Co. Inc.$5005-04-2015
Eva Alison ZeffUBS Financial Services Inc.Oppenheimer & Co. Inc.$5004-30-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.