Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eileen Zimkind BermanUBS Financial Services Inc.Barclays Capital Inc.10-20-2014
Joseph Horton McCampbell Jr.UBS Financial Services Inc.Morgan Stanley$5010-16-2014
Alfred Francis LoboUBS Financial Services Inc.Morgan Stanley10-16-2014
Alisa Bachana JaffeUBS Financial Services Inc.Morgan Stanley10-09-2014
Alex Lane HarriganUBS Financial Services Inc.EDI Financial, Inc.09-12-2014
David Gerard HanveyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2014
Lacey June ConnerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2014
Gerard DanziUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2014
Donald Bruce BarterUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-27-2014
Susan Mabel MorseUBS Financial Services Inc.Morgan Stanley$10008-21-2014
Simon John WheeldonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10008-15-2014
Ellen Carol ZaneUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5008-15-2014
Worth Walker TrainorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5008-15-2014
Michael J. CarelliUBS Financial Services Inc.Morgan Stanley08-11-2014
John Anthony BenitoaUBS Financial Services Inc.Morgan Stanley08-11-2014
Ryan Christopher BrannonUBS Financial Services Inc.Morgan Stanley08-11-2014
Carlota Isabel MachadoUBS Financial Services Inc.HSBC Securities (USA) Inc.07-25-2014
Antonio Burke NavarroUBS Financial Services Inc.HSBC Securities (USA) Inc.07-24-2014
Sergio Vizintas EstefanoUBS Financial Services Inc.Barclays Capital Inc.$15007-17-2014
Felix Joaquin Perez-RetesUBS Financial Services Inc.Barclays Capital Inc.07-17-2014
Paul Selby DolcimascoloUBS Financial Services Inc.AllianceBernstein L.P.$10007-15-2014
Sandro Jaime PestanaUBS Financial Services Inc.Barclays Capital Inc.$15005-30-2014
Pedro A. FernandezUBS Financial Services Inc.AllianceBernstein L.P.04-28-2014
Thomas Roy IsaacsUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-17-2014
James Cameron WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2014
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Showing 76 to 100 of 278 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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