Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Richard SurrencyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-01-2013
Leonard Jay Suskind, Seth Neil RippleUBS Financial Services Inc.Morgan Stanley$10002-27-2013
Allan Dean Yarkin, Henry Worth Boyce III, Melissa Ilene Fierman, Nicholas Scott SadowskyUBS Financial Services Inc.Morgan Stanley$10002-27-2013
John Joseph PastorelloUBS Financial Services Inc.Morgan Stanley$5002-27-2013
Laura Susan MillerUBS Financial Services Inc.Morgan Stanley$2502-27-2013
Karleen Madeleine HalliwellUBS Financial Services Inc.Morgan Stanley02-27-2013
Stephen Lowell JuristUBS Financial Services Inc.Morgan Stanley$10002-15-2013
Martin Edward NorciniUBS Financial Services Inc.Oppenheimer & Co. Inc.02-15-2013
Moshe Ron BaninUBS Financial Services Inc.AllianceBernstein L.P.02-13-2013
Alejandro Enrique WabnikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Todd Jonathan StarkeyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-17-2013
Ralph PicascioUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$20011-08-2012
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial Services Inc.Morgan Stanley$42311-02-2012
Mario PonczekUBS Financial Services Inc.Morgan Stanley$15011-02-2012
Douglas Scott PonczekUBS Financial Services Inc.Morgan Stanley11-02-2012
Randall James HooperUBS Financial Services Inc.Morgan Stanley$10010-11-2012
Robert C. DamanteUBS Financial Services Inc.Morgan Stanley09-20-2012
Jason Edward HughesUBS Financial Services Inc.Morgan Stanley$5009-12-2012
Justin K LeinsUBS Financial Services Inc.Morgan Stanley09-12-2012
Michael Nicholas VassalottiUBS Financial Services Inc.Morgan Stanley09-06-2012
Jeanine Cecile WebsterUBS Financial Services Inc.Morgan Stanley$10008-06-2012
Sam Ross BellamyUBS Financial Services Inc.Morgan Stanley$5007-20-2012
Greg Alan ThogersenUBS Financial Services Inc.Morgan Stanley$5007-16-2012
Sean Paul DaleyUBS Financial Services Inc.Morgan Stanley07-16-2012
Eric Michael BransonUBS Financial Services Inc.Morgan Stanley$5007-10-2012
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Showing 126 to 150 of 278 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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