Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria X. Guevara FajardoUBS Financial Services Inc.Citigroup Global Markets Inc.05-09-2012
Lourdes AlfonsoUBS Financial Services Inc.Citigroup Global Markets Inc.05-09-2012
Nancy A. Pinzon-JohnsonUBS Financial Services Inc.Citigroup Global Markets Inc.09-23-2011
Zoraida Caridad DiazUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Cristina Beatrice MendezUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Gabriela Romana Aguilar GonzalezUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Peter Zee ZubizarretaUBS Financial Services Inc.Citigroup Global Markets Inc.06-04-2009
Randall Jeffrey BodnerUBS Financial Services Inc.Citigroup Global Markets Inc.$15006-04-2009
Russell Louis RothUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
Peter KakoyannisUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Christopher George MorganUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Peter Vincent Allen Sr.UBS Financial Services Inc.Citigroup Global Markets Inc.04-23-2009
Stanwood Chandler Sweetser Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.04-23-2009
Faith Carol HarrisUBS Financial Services Inc.Citigroup Global Markets Inc.$5004-09-2009
Sherrill Garrison Elrod Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.03-27-2009
Norman Lewis ReiterUBS Financial Services Inc.Citigroup Global Markets Inc.03-25-2009
Pamela L ReiterUBS Financial Services Inc.Citigroup Global Markets Inc.03-25-2009
Thomas Joseph GoelzUBS Financial Services Inc.Citigroup Global Markets Inc.03-25-2009
Dean Dougals DancerUBS Financial Services Inc.Citigroup Global Markets Inc.03-25-2009
Steven Lee GrossmanUBS Financial Services Inc.Citigroup Global Markets Inc.03-25-2009
Alfredo MartinezUBS Financial Services Inc.Citigroup Global Markets Inc.03-12-2009
Christopher Todd UreUBS Financial Services Inc.Citigroup Global Markets Inc.03-12-2009
Melvyn John MichalewichUBS Financial Services Inc.Citigroup Global Markets Inc.02-19-2009
Edwin Craig LemastersUBS Financial Services Inc.Citigroup Global Markets Inc.$5002-13-2009
George Mitchell Schrenk IIIUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-13-2009
Next Page »

Showing 1 to 25 of 27 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.