Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arlyn KalkaUBS Financial Services Inc.HSBC Securities (USA) Inc.06-27-2018
Dario MontisciUBS Financial Services Inc.HSBC Securities (USA) Inc.01-05-2018
Gabriel OrpinelUBS Financial Services Inc.HSBC Securities (USA) Inc.10-17-2017
Carlos Emilio ArguelloUBS Financial Services Inc.HSBC Securities (USA) Inc.02-02-2015
Mari Zayas-BazanUBS Financial Services Inc.HSBC Securities (USA) Inc.01-06-2015
Carlota Isabel MachadoUBS Financial Services Inc.HSBC Securities (USA) Inc.07-25-2014
Antonio Burke NavarroUBS Financial Services Inc.HSBC Securities (USA) Inc.07-24-2014
Luis Ausberto GuerreroUBS Financial Services Inc.HSBC Securities (USA) Inc.10-07-2013
Andres Felipe HerreraUBS Financial Services Inc.HSBC Securities (USA) Inc.03-25-2013
German NinoUBS Financial Services Inc.HSBC Securities (USA) Inc.07-02-2012
Alex Gerardo HerreraUBS Financial Services Inc.HSBC Securities (USA) Inc.03-08-2012
Sonia Maria FernandezUBS Financial Services Inc.HSBC Securities (USA) Inc.02-28-2012
Maria G. MendozaUBS Financial Services Inc.HSBC Securities (USA) Inc.02-06-2012
Pablo Cesar AnnovelliUBS Financial Services Inc.HSBC Securities (USA) Inc.$10012-19-2011
Jorge Leonel Balladares Jr.UBS Financial Services Inc.HSBC Securities (USA) Inc.12-16-2011
Nelson Vieira Barreira FilhoUBS Financial Services Inc.HSBC Securities (USA) Inc.05-13-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.