Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashiqul IslamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Christopher Charles AitkenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-17-2017
Roy Kenneth TonningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2017
Shelby AitkenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2017
Vicki Lynn SuitsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-10-2017
Brian Charles BuetelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-10-2016
Cameron C BuetelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Robert TannenbaumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2016
Alberto RafulsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-26-2016
Rodny BaezUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-26-2016
Steven Ephrem KaiserUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-26-2016
Javier Luis BricenoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$101-29-2016
Kelly M SullivanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-29-2016
Alejandro MalbranUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2015
Lorenzo C EstevaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2015
Benjamin Maxwell JaffeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2015
Brian Jay GoldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-18-2015
Jeffrey Lane HogueUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-20-2015
Jeffrey S RizzoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2015
Kirk Alton RuthUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-20-2015
Michael Craig Carr Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2015
David A. Anthony LurchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$906-30-2015
Douglas Edward TwohillUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24711-17-2014
Steven Gerald ScaliciUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-17-2014
David Gerard HanveyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2014
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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