Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradford Wayne SmithyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-12-2009
Jason Aaron JohnsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Christopher Scott SteelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Kathleen Caton BurkeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2010
Christopher John NeriUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-26-2010
Kevin Anthony PaccianoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-26-2010
Christopher Neri, Kevin Pacciano, Gary HardenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$35006-06-2010
Stephen P. McDonaldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-25-2010
Stephen McDonald, John HendersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$29406-29-2010
Richard Clark FanninUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-08-2010
Randall Marsh, Andrew PlumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2010
Andrew James PlumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-30-2010
John Coleman, Elaine FitzgeraldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-04-2010
Irving Silver, Steven William McMahon Sr., Philip Austin JordanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2010
Philip Jordan, Irving SilverUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$80011-23-2010
Thomas CullenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2011
Matthew Louis ChambersUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2011
Michael Joseph MelnykUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2011
Adrian Davis De MontluzinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2011
Davis De Montluzin, Michael Melnyk, Carolyn SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25808-04-2011
Christopher Ryan PhillipsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2011
Janine Lynn CowartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2011
John Edward LansingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20010-27-2011
Robert Edward DeforestUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2011
William Carr White IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2011
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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