Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wade Gabriel KornblithUBS Financial Services Inc.Morgan Stanley01-15-2016
Daniel Matthew ZuckerUBS Financial Services Inc.Morgan Stanley01-15-2016
James Stuart OkunUBS Financial Services Inc.Morgan Stanley$5012-04-2015
James Arthur Mucciaccio Jr.UBS Financial Services Inc.Morgan Stanley$5009-24-2015
David Adam HershUBS Financial Services Inc.Morgan Stanley09-24-2015
Joseph Luis GuerreroUBS Financial Services Inc.Morgan Stanley$5003-10-2015
Clifford Bryan MandodyUBS Financial Services Inc.Morgan Stanley$5002-20-2015
Steven Mitchell MallahUBS Financial Services Inc.Morgan Stanley$5001-08-2015
Robert Trent UlrichUBS Financial Services Inc.Morgan Stanley$5011-13-2014
Syndie Tina LevienUBS Financial Services Inc.Morgan Stanley$5011-11-2014
Joseph Horton McCampbell Jr.UBS Financial Services Inc.Morgan Stanley$5010-16-2014
Alfred Francis LoboUBS Financial Services Inc.Morgan Stanley10-16-2014
Alisa Bachana JaffeUBS Financial Services Inc.Morgan Stanley10-09-2014
Susan Mabel MorseUBS Financial Services Inc.Morgan Stanley$10008-21-2014
Michael J. CarelliUBS Financial Services Inc.Morgan Stanley08-11-2014
John Anthony BenitoaUBS Financial Services Inc.Morgan Stanley08-11-2014
Ryan Christopher BrannonUBS Financial Services Inc.Morgan Stanley08-11-2014
Franklin Mitchell HowellUBS Financial Services Inc.Morgan Stanley$7503-21-2014
Gregory H RothUBS Financial Services Inc.Morgan Stanley01-09-2014
Stephen Scott SchaeferUBS Financial Services Inc.Morgan Stanley11-14-2013
Hiromi HanamuraUBS Financial Services Inc.Morgan Stanley11-14-2013
Michelle L. VartanianUBS Financial Services Inc.Morgan Stanley09-11-2013
Raffi Robert VartanianUBS Financial Services Inc.Morgan Stanley09-11-2013
Sergio Mariscal LozanoUBS Financial Services Inc.Morgan Stanley05-01-2013
Charles Thurston WhitneyUBS Financial Services Inc.Morgan Stanley$5004-12-2013
Next Page »

Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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