Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jaime Fernando De BettioUBS Financial Services Inc.Morgan Stanley09-19-2018
Rosa Camacho-RiveraUBS Financial Services Inc.Morgan Stanley12-15-2017
Melissa Ann DaughertyUBS Financial Services Inc.Morgan Stanley05-10-2017
Dawn M. NewlandUBS Financial Services Inc.Morgan Stanley04-12-2017
Jenelle Kay SmithUBS Financial Services Inc.Morgan Stanley04-12-2017
Wade Gabriel KornblithUBS Financial Services Inc.Morgan Stanley01-15-2016
Daniel Matthew ZuckerUBS Financial Services Inc.Morgan Stanley01-15-2016
David Adam HershUBS Financial Services Inc.Morgan Stanley09-24-2015
Thomas C DugganUBS Financial Services Inc.Morgan Stanley12-16-2014
Steve Frank SolteszUBS Financial Services Inc.Morgan Stanley08-21-2014
Ryan Christopher BrannonUBS Financial Services Inc.Morgan Stanley08-11-2014
Steven Lee ShapiroUBS Financial Services Inc.Morgan Stanley03-14-2014
George C. DonUBS Financial Services Inc.Morgan Stanley11-14-2013
Joseph Martin LandesmanUBS Financial Services Inc.Morgan Stanley02-27-2013
Michael A. BulhackUBS Financial Services Inc.Morgan Stanley11-02-2012
Joshua David MixonUBS Financial Services Inc.Morgan Stanley07-16-2012
Kevin David OsterbergerUBS Financial Services Inc.Morgan Stanley04-29-2011
Doron A RachmanUBS Financial Services Inc.Morgan Stanley01-03-2011
Adrienne FrankUBS Financial Services Inc.Morgan Stanley09-29-2010
John Daniel Forgatch Jr.UBS Financial Services Inc.Morgan Stanley05-10-2010
Allen M ShapiroUBS Financial Services Inc.Morgan Stanley02-12-2010
Gabriela M. MaschmannUBS Financial Services Inc.Morgan Stanley$10007-28-2015
Alfred Francis LoboUBS Financial Services Inc.Morgan Stanley$10010-16-2014
Alisa Bachana JaffeUBS Financial Services Inc.Morgan Stanley$10010-09-2014
Susan Mabel MorseUBS Financial Services Inc.Morgan Stanley$10008-21-2014
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.