Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Robert OlsonVoya Financial Advisors, Inc.Equitable Advisors, LLC$5002-04-2013
Allan Francis DicksonVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-11-2012
Bradley Gatewood GeiseVoya Financial Advisors, Inc.Aegis Capital Corp.03-09-2016
Chris Charles AltmanVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.08-28-2013
Christopher M HolwayVoya Financial Advisors, Inc.Investment Planners, Inc.09-22-2015
David Franklin Spivey JrVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.12-17-2012
Frankie BrinVoya Financial Advisors, Inc.Walnut Street Securities, Inc.$6008-21-2013
Gary E CalderaroVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.07-29-2011
Hugh Michael OwensVoya Financial Advisors, Inc.Raymond James & Associates, Inc.$24502-15-2013
Hussain ContractorVoya Financial Advisors, Inc.MML Investors Services, LLC04-01-2020
Jeffrey James ZyonseVoya Financial Advisors, Inc.Transamerica Capital, Inc.03-28-2018
Kathryn Annette OswaldVoya Financial Advisors, Inc.Transamerica Investors Securities Corporation05-29-2019
Keith Paul HowerVoya Financial Advisors, Inc.Woodbury Financial Services, Inc.$2511-06-2012
Kenneth Michael ScottVoya Financial Advisors, Inc.Citizens Securities, Inc.07-09-2015
Michael N PanagisVoya Financial Advisors, Inc.McAdam LLC11-14-2014
Richard F TrasportVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.$7008-26-2013
Richard Frederick Trasport JrVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.$2508-26-2013
Robert Brian DavisVoya Financial Advisors, Inc.BrokersXpress LLC$2507-19-2012
Scott Allen BlincoeVoya Financial Advisors, Inc.Cetera Financial Specialists LLC$5001-04-2018
Sheri Ann BeltVoya Financial Advisors, Inc.GWFS Equities, Inc.03-01-2018
Tamera Jeanne Mosier HerrellVoya Financial Advisors, Inc.Questar Capital Corporation$5004-12-2018
Thomas Churchill DuncanVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.12-18-2012

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.