Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janet Elizabeth BuleyWells Fargo Advisors Financial Network, LLCCetera Investment Advisers LLC$1,00007-31-2019
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
James Boyd Labate Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley11-01-2017
James Daniel TidwellWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-01-2017
William Patrick PremockWells Fargo Advisors Financial Network, LLCMorgan Stanley$10011-01-2017
John Elmo Thorsen IIIWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$15010-25-2016
Deborah Kay HixenbaughWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$5010-24-2016
John Elmo Thorsen IVWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$15010-24-2016
John Robert ThorsenWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.10-24-2016
Justin Aaron BlewsWells Fargo Advisors Financial Network, LLCMorgan Stanley$5010-14-2016
Corbyn Lucas HightowerWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.05-20-2016
Terence Michael PasketWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-02-2016
Ivan Miguel MendozaWells Fargo Advisors Financial Network, LLCAllianceBernstein L.P.$104-13-2016
David Lawrence GrayWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-12-2015
Yan BinderWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.10-23-2015
Juan Pablo MontoyaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2015
Frank Richard NickeyWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC10-09-2014
William Mark Gear, Benjamin Michael BuchananWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16007-01-2014
Darryl John BrownWells Fargo Advisors Financial Network, LLCPFS Investments Inc.05-15-2014
Brett Stephen ChipserWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-06-2013
Kenneth Phillip ArnoldWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2013
Mitchell Howard HirschWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2013
David Alexander VallieresWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2013
Juan Esteban PapadopulosWells Fargo Advisors Financial Network, LLCEdward Jones05-03-2013
Kent Merideth ColemanWells Fargo Advisors Financial Network, LLCTFS Securities, Inc.04-12-2013
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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