Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ivan Miguel MendozaWells Fargo Advisors Financial Network, LLCAllianceBernstein L.P.$10004-13-2016
Eric Daniel EbersoleWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.08-09-2016
Shane Alexander WardWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC03-12-2010
Robert Lansing Padgett IIIWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$10005-14-2009
Janet Elizabeth BuleyWells Fargo Advisors Financial Network, LLCCetera Investment Services LLC$10007-30-2019
Julie SpivyWells Fargo Advisors Financial Network, LLCCharles Schwab & Co., Inc.08-28-2019
Michael Joseph CowanWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10004-16-2009
David Michael BeneventoWells Fargo Advisors Financial Network, LLCEdward Jones09-24-2019
Juan Esteban PapadopulosWells Fargo Advisors Financial Network, LLCEdward Jones$25005-03-2013
Patrick Joseph Fazio IIIWells Fargo Advisors Financial Network, LLCEdward Jones02-22-2011
Franklin Richard GraveleyWells Fargo Advisors Financial Network, LLCEdward Jones$50001-01-2011
Peter George ChapmanWells Fargo Advisors Financial Network, LLCEdward Jones$50005-28-2009
Michael Louis CardwellWells Fargo Advisors Financial Network, LLCEdward Jones$50005-28-2009
Corbyn Lucas HightowerWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.05-20-2016
Thomas Michael McDonaldWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.$50004-20-2012
Robert C. JonesWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$50007-05-2016
Daniel Andrew HoffeWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC07-05-2016
Geoffrey Beaufort Lynch Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$10003-15-2011
Noel Bradford BreuerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$10008-09-2010
William Edward Keenan Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$10012-04-2009
Alexander Steven BattWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-02-2019
Thomas J. RollandoWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-01-2019
Sue Mccleary TompkinsWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-01-2019
Terence Michael PasketWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-02-2016
Juan Pablo MontoyaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2015
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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