Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ivan Miguel MendozaWells Fargo Advisors Financial Network, LLCAllianceBernstein L.P.04-13-2016
Robert Lansing Padgett IIIWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.05-14-2009
Michael Joseph CowanWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10004-16-2009
Corbyn Lucas HightowerWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.05-20-2016
Thomas Michael McDonaldWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.$5004-20-2012
William Edward Keenan Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC12-04-2009
Alexander Steven BattWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2019
William Mark Gear, Benjamin Michael BuchananWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-01-2014
Brett Stephen ChipserWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20011-06-2013
Gary Thomas CrisciWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-13-2012
William Mark Nickles, William Hill Marsh IV, Carrie Ellen Hulen, Matthew Salvatore Depalma, Nicholas Ryan FeatherWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-07-2010
Bradford Cooper HagermanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-22-2010
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
James Daniel TidwellWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-01-2017
William Patrick PremockWells Fargo Advisors Financial Network, LLCMorgan Stanley11-01-2017
Justin BlewsWells Fargo Advisors Financial Network, LLCMorgan Stanley$5010-14-2016
David Lawrence GrayWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-12-2015
James Keith Tate Sr., Kelley A TateWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-10-2015
Todd Elliot Craig, Scott Allen McArthurWells Fargo Advisors Financial Network, LLCMorgan Stanley12-13-2012
David James CrumWells Fargo Advisors Financial Network, LLCMorgan Stanley$10011-01-2012
Michael Alan KnaubWells Fargo Advisors Financial Network, LLCMorgan Stanley05-25-2012
Richard William JanaesWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2010
Keith Duane DunnWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2010
Kenneth Donald OuelletteWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-15-2010
Eugene Scott KellerWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-17-2010
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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