Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph CowanWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10004-16-2009
Robert Lansing Padgett IIIWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.05-14-2009
William Edward Keenan Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC12-04-2009
Frank Parker Durand, David Bryan GallentineWells Fargo Advisors Financial Network, LLCMorgan Stanley12-10-2009
Bradford Cooper HagermanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-22-2010
Eugene Scott KellerWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-17-2010
William Mark Nickles, William Hill Marsh IV, Carrie Ellen Hulen, Matthew Salvatore Depalma, Nicholas Ryan FeatherWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-07-2010
Richard William JanaesWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2010
Keith Duane DunnWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2010
Kenneth Donald OuelletteWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-15-2010
Charlene Padgett TuckerWells Fargo Advisors Financial Network, LLCVision Investment Services, Inc.03-04-2011
Thomas Michael McDonaldWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.$5004-20-2012
Michael Alan KnaubWells Fargo Advisors Financial Network, LLCMorgan Stanley05-25-2012
Mark Alan UsherWells Fargo Advisors Financial Network, LLCVioni Capital Management, LLC06-15-2012
Gary Thomas CrisciWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-13-2012
Robert Hugh McKinnon Sr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10010-04-2012
Matthew Marshall WrightWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-04-2012
Brian Charles CoffinWells Fargo Advisors Financial Network, LLCScott & Stringfellow, LLC10-26-2012
David James CrumWells Fargo Advisors Financial Network, LLCMorgan Stanley$10011-01-2012
Todd Elliot Craig, Scott Allen McArthurWells Fargo Advisors Financial Network, LLCMorgan Stanley12-13-2012
Stephen Walter WanvigWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5003-22-2013
Thomas John HinckWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5006-20-2013
James L HinckWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10006-21-2013
John Wilhelm HinckWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-24-2013
Kevin Andrew LynarWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10010-04-2013
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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