Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Steven BattWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2019
Alexsia Emmanuel SkinarakisWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.03-08-2017
Andrew John LewisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15007-31-2009
Benjamin Michael BuchananWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-01-2014
Bruce Scott WilsonWells Fargo Advisors Financial Network, LLCMorgan Stanley$10011-09-2012
Carrie Ellen HulenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2010
Charlene Padgett TuckerWells Fargo Advisors Financial Network, LLCVision Investment Services, Inc.03-04-2011
Corbyn Lucas HightowerWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.05-20-2016
Courtney Nichole SmuderWells Fargo Advisors Financial Network, LLCMorgan Stanley08-27-2019
Daniel Andrew HoffeWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC07-05-2016
Darren Robert MoranWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-20-2014
David Bryan GallentineWells Fargo Advisors Financial Network, LLCMorgan Stanley$15012-10-2009
David James CrumWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-01-2012
David Lawrence GrayWells Fargo Advisors Financial Network, LLCMorgan Stanley11-12-2015
David Riley DensmoreWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
Deborah Kay HixenbaughWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$5010-24-2016
Frank Parker DurandWells Fargo Advisors Financial Network, LLCMorgan Stanley12-10-2009
Gary Thomas CrisciWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-13-2012
Glen Richard RauchWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-05-2019
Grace BasiloneWells Fargo Advisors Financial Network, LLCMorgan Stanley11-01-2017
Ivan Miguel MendozaWells Fargo Advisors Financial Network, LLCAllianceBernstein L.P.04-13-2016
James Daniel TidwellWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-01-2017
James Keith Tate SrWells Fargo Advisors Financial Network, LLCMorgan Stanley07-10-2015
Jay E FratelloWells Fargo Advisors Financial Network, LLCMorgan Stanley12-13-2012
John Elmo Thorsen IiiWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.10-25-2016
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.