Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glen Richard RauchWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-05-2019
Byron Lowell DonaldsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-15-2018
Earl Lowry SistrunkWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-09-2018
Robert Narciso ChiavacciWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-09-2018
John L. OdomWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-09-2018
William Patrick PremockWells Fargo Advisors Financial Network, LLCMorgan Stanley11-01-2017
John Robert ThorsenWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.10-24-2016
William Lee Mehserle Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-15-2016
Corbyn Lucas HightowerWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.05-20-2016
Ivan Miguel MendozaWells Fargo Advisors Financial Network, LLCAllianceBernstein L.P.04-13-2016
Yan BinderWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.10-23-2015
James Michael LevellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-12-2014
John Wilhelm HinckWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-24-2013
Todd Elliot Craig, Scott Allen McArthurWells Fargo Advisors Financial Network, LLCMorgan Stanley12-13-2012
Brian Charles CoffinWells Fargo Advisors Financial Network, LLCScott & Stringfellow, LLC10-26-2012
Matthew Marshall WrightWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-04-2012
Mark Alan UsherWells Fargo Advisors Financial Network, LLCVioni Capital Management, LLC06-15-2012
Michael Alan KnaubWells Fargo Advisors Financial Network, LLCMorgan Stanley05-25-2012
Charlene Padgett TuckerWells Fargo Advisors Financial Network, LLCVision Investment Services, Inc.03-04-2011
Frank Parker Durand, David Bryan GallentineWells Fargo Advisors Financial Network, LLCMorgan Stanley12-10-2009
William Edward Keenan Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC12-04-2009
Robert Lansing Padgett IIIWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.05-14-2009
John Howard RobinsonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2505-15-2015
William Mark Gear, Benjamin Michael BuchananWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-01-2014
William Mark Nickles, William Hill Marsh IV, Carrie Ellen Hulen, Matthew Salvatore Depalma, Nicholas Ryan FeatherWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-07-2010
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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