Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Townsend EdwardsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2,50011-16-2018
John Edward Farren Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00009-20-2019
William Campbell BanfieldWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00011-15-2018
Christopher P. LeinWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00001-12-2018
Scott George PinkertonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$50907-15-2016
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
Brett Stephen ChipserWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20011-06-2013
Frank Xavier RambuschWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15006-22-2018
John Elmo Thorsen IIIWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$15010-25-2016
John Elmo Thorsen IVWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$15010-24-2016
Richard William JanaesWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2010
Keith Duane DunnWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2010
Michael John HarkinsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10007-15-2016
James Keith Tate Sr., Kelley A TateWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-10-2015
Scot Michael JaffeWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10010-03-2014
Jeffrey David DayWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10010-03-2014
Kevin Andrew LynarWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10010-04-2013
James L HinckWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10006-21-2013
David James CrumWells Fargo Advisors Financial Network, LLCMorgan Stanley$10011-01-2012
Robert Hugh McKinnon Sr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10010-04-2012
Kenneth Donald OuelletteWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-15-2010
Michael Joseph CowanWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10004-16-2009
Alexander Steven BattWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2019
John Kenneth WhiteheadWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5003-23-2018
James Daniel TidwellWells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-01-2017
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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