Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael RadnothyWells Fargo Clearing Services, LLCEdward Jones09-02-2020
Jeffrey Robert BerryWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10008-28-2020
Jerome D KingWells Fargo Clearing Services, LLCUBS Financial Services Inc.$7208-28-2020
Donald Alan WelshWells Fargo Clearing Services, LLCSunTrust Advisory Services, Inc.08-26-2020
Anthony AvellaWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.08-10-2020
Andres E GalvezWells Fargo Clearing Services, LLCSantander Securities LLC08-03-2020
Cynthia Evans ThibodauxWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2020
Osama AlbibiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2020
Christopher Scott SteelWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-10-2020
Krystal Ann BarceloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-08-2020
Ira ReichsteinWells Fargo Clearing Services, LLCMorgan Stanley$5007-01-2020
Gregg Allen EmchWells Fargo Clearing Services, LLCMorgan Stanley$5006-26-2020
Lawrence Gilbert Union IiiWells Fargo Clearing Services, LLCEdward Jones06-22-2020
Timothy Allen WatsonWells Fargo Clearing Services, LLCBB&T Securities, LLC06-18-2020
Leif David OlsonWells Fargo Clearing Services, LLCMorgan Stanley$1,00006-12-2020
Eduardo Calixto RizoWells Fargo Clearing Services, LLCLPL Financial LLC06-10-2020
Spencer George LuthinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2020
Brad Samuel RudeWells Fargo Clearing Services, LLCMorgan Stanley$29306-05-2020
Roman SosunovWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2020
Michael Carl Osborn JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-01-2020
Mitchell Jay SchoenbaumWells Fargo Clearing Services, LLCMorgan Stanley03-19-2020
Ignacio Alfredo HerreroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15003-09-2020
DAVID Richard WELLS JrWells Fargo Clearing Services, LLCCiti Private Advisory, LLC02-19-2020
Matthew AndersonWells Fargo Clearing Services, LLCBB&T Securities, LLC02-04-2020
JONATHAN Michael PALMEHNWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC01-22-2020
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Showing 1 to 25 of 633 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.