Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Daniel Raynee Green | Wells Fargo Clearing Services, LLC | Morgan Stanley | — | 07-12-2019 |
| Richard A. King | Wells Fargo Clearing Services, LLC | Morgan Stanley | — | 07-10-2019 |
| Bryan Marc Defrances | Wells Fargo Clearing Services, LLC | J.P. Morgan Securities LLC | $150 | 06-10-2019 |
| Matthew Jay Kutcher | Wells Fargo Clearing Services, LLC | J.P. Morgan Securities LLC | $100 | 06-10-2019 |
| Wilber Dalton Geiger | Wells Fargo Clearing Services, LLC | Morgan Stanley | $50 | 06-10-2019 |
| Luis Angel Munoz Jr. | Wells Fargo Clearing Services, LLC | Cetera Investment Services LLC | — | 06-07-2019 |
| Daniel Joseph Abrahamsohn | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-06-2019 |
| Bruce Allen Davis | Wells Fargo Clearing Services, LLC | Morgan Stanley | $100 | 05-31-2019 |
| Burt William Miltenberger | Wells Fargo Clearing Services, LLC | Ameriprise Financial Services, Inc. | $50 | 05-31-2019 |
| Lloyd M Davis | Wells Fargo Clearing Services, LLC | Morgan Stanley | $25 | 05-31-2019 |
| Alexander Arrieta | Wells Fargo Clearing Services, LLC | Cetera Investment Services LLC | — | 05-30-2019 |
| Craig Steven Nomberg | Wells Fargo Clearing Services, LLC | David Lerner Associates, Inc. | $250 | 05-29-2019 |
| Sebastian A Galarce | Wells Fargo Clearing Services, LLC | J.P. Morgan Securities LLC | — | 05-08-2019 |
| Myriam Elizabeth Biglang-Awa | Wells Fargo Clearing Services, LLC | J.P. Morgan Securities LLC | — | 05-03-2019 |
| J Richard Ricky Stewart | Wells Fargo Clearing Services, LLC | Morgan Stanley | $150 | 04-26-2019 |
| Timothy Thatcher Clark | Wells Fargo Clearing Services, LLC | UBS Financial Services Inc. | $110 | 04-10-2019 |
| Thomas Lee Gurrentz | Wells Fargo Clearing Services, LLC | UBS Financial Services Inc. | $100 | 04-10-2019 |
| Michael C. Gilbert | Wells Fargo Clearing Services, LLC | Morgan Stanley | — | 03-29-2019 |
| Mahmoud ElAwadi | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-28-2019 |
| Kristen A Skinner | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-28-2019 |
| Julian F. Pace Jr. | Wells Fargo Clearing Services, LLC | UBS Financial Services Inc. | $150 | 02-22-2019 |
| Robert Deblasio | Wells Fargo Clearing Services, LLC | Morgan Stanley | $25 | 02-15-2019 |
| Steven Andrew Rodman | Wells Fargo Clearing Services, LLC | Morgan Stanley | — | 02-15-2019 |
| Sugeil Milagros Perez | Wells Fargo Clearing Services, LLC | Morgan Stanley | $150 | 12-07-2018 |
| Dorothy Alice Adair | Wells Fargo Clearing Services, LLC | Ameriprise Financial Services, Inc. | $25 | 12-07-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
