Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-02-2009
Bruce Howard EisenbergWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-05-2009
Thomas Richard MahowskiWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-08-2009
Robert Wade Sanders IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-15-2009
David Louis BurgWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-16-2009
Adrian LorenzoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Richard Carlton Schneider Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-22-2009
Sonja Davis WaleschWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Ines RossWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-23-2009
Renato Mielak BoacWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-26-2009
Kathleen Mary SemaanWells Fargo Clearing Services, LLCUbs International Inc.$5001-27-2009
Jeffrey Scott SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2009
Clyde Wayne McMullenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-29-2009
Charles Michael LloydWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2009
Gerry Ernie Powery Sr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Jose Antonio VidalWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-06-2009
Alan Keith SavittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
Anthony Edward NavarroWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-09-2009
Jeffrey Ryan TidwellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-13-2009
Jonathan Fred MoskowitzWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-13-2009
Bennett Jerrell Stephens Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-13-2009
Barbara Lynn MarshWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2009
Robert Lee Rose IIWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-13-2009
Robert Alexander Broome IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-19-2009
Thomas David PeckWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-19-2009
Next Page »

Showing 1 to 25 of 482 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.