Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Raynee GreenWells Fargo Clearing Services, LLCMorgan Stanley07-12-2019
Richard A. KingWells Fargo Clearing Services, LLCMorgan Stanley07-10-2019
Luis Angel Munoz Jr.Wells Fargo Clearing Services, LLCCetera Investment Services LLC06-07-2019
Daniel Joseph AbrahamsohnWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Alexander ArrietaWells Fargo Clearing Services, LLCCetera Investment Services LLC05-30-2019
Sebastian A GalarceWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-08-2019
Myriam Elizabeth Biglang-AwaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-03-2019
Michael C. GilbertWells Fargo Clearing Services, LLCMorgan Stanley03-29-2019
Mahmoud ElAwadiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2019
Kristen A SkinnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2019
Steven Andrew RodmanWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Chad Allen DevoreWells Fargo Clearing Services, LLCAmerican Equity Investment Corporation11-19-2018
Ethan M. CampbellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-14-2018
Sheryl Lavette DoctorWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Shawn Edward BakerWells Fargo Clearing Services, LLCCetera Investment Services LLC10-08-2018
Jonathan Joseph StaronWells Fargo Clearing Services, LLCT. Rowe Price Investment Services, Inc.10-03-2018
Nick Anthony MazzurcoWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-28-2018
Kevin Francis QuinnWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
Charles Douglas WorrellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2018
Justin Nicholas SpinelloWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2018
Christian C. DurhamWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-26-2018
Lauri Kim HoweWells Fargo Clearing Services, LLCFifth Third Securities, Inc.07-16-2018
Anthony E. GottschalkWells Fargo Clearing Services, LLCMorgan Stanley06-29-2018
Fernando QuevedoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-14-2018
Jeremy Ryan DennyWells Fargo Clearing Services, LLCMorgan Stanley06-14-2018
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Showing 1 to 25 of 482 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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