Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Robert Van Der EijkWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00004-11-2016
Byron Jose PosadasWells Fargo Clearing Services, LLCMorgan Stanley$27307-14-2016
Craig Steven NombergWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$25005-29-2019
H Ruben Ruben WeissonWells Fargo Clearing Services, LLCMorgan Stanley$20002-21-2018
Brooks Edward Tomblin Sr.Wells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$20002-14-2014
Steve Mark RaizinWells Fargo Clearing Services, LLCMorgan Stanley$20005-11-2012
John Patrick ChurillaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$20003-13-2009
Jeffrey Ryan TidwellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-13-2009
Bryan Marc DefrancesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15006-10-2019
J Richard Ricky StewartWells Fargo Clearing Services, LLCMorgan Stanley$15004-26-2019
Julian F. Pace Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-22-2019
Sugeil Milagros PerezWells Fargo Clearing Services, LLCMorgan Stanley$15012-07-2018
Melissa Ann BarnesWells Fargo Clearing Services, LLCPNC Investments$15011-08-2018
Pablo Cesar AnnovelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15008-29-2018
William A. SolorzanoWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$15009-29-2017
Jerry Dale BrewsterWells Fargo Clearing Services, LLCMorgan Stanley$15009-01-2017
John Adams GrantWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-09-2017
Lori Anne WellinsWells Fargo Clearing Services, LLCMorgan Stanley$15003-03-2017
Luis CordovaWells Fargo Clearing Services, LLCScottrade, Inc.$15003-03-2017
Enrique GalangWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$15008-26-2016
Leigh Coates GiuntaWells Fargo Clearing Services, LLCMorgan Stanley$15003-03-2015
Ivelisse LapadulaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-12-2015
Michael Allen MarleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-24-2014
Todd James DevinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15008-04-2014
Matthew Lewis FlyntWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC$15007-30-2012
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Showing 1 to 25 of 482 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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