Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Mario Emilio Mendez Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Kenneth Robert ConidarisFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-18-2019
Alwin F. Martinez-GonzalezPark Avenue Securities LLCNYLIFE Securities LLC07-18-2019
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
Stephen Joseph MartinCetera Advisor Networks LLCSRQ Wealth Advisory, LLC$10007-17-2019
Karin Anderson GrablinCetera Advisor Networks LLCSRQ Wealth Advisory, LLC$2507-17-2019
Gwendolyn Cornelius RobinsonGWN Securities Inc.Voya Financial Advisors, Inc.07-17-2019
Melissa Rilynn LonerIFP Securities, LLCCambridge Investment Research, Inc.07-17-2019
Louis Melvin Bell Jr.Pruco Securities, LLC.Ameriprise Financial Services, LLC$24507-17-2019
John Timothy ClarkeSupreme Alliance LLCLombard Securities Incorporated07-17-2019
Kevin Robert KrisowatyLeumi Investment Services Inc.Wells Fargo Clearing Services, LLC07-17-2019
Sonia Maria FernandezKovack International Wealth Management, Inc.UBS Financial Services Inc.$10007-17-2019
Anthony Frank Prieto Jr.Capital Asset Advisory Services, LLCRoyal Alliance Associates, Inc.07-17-2019
Vivien JohnsonWater Oak Advisors, LLCMorgan Stanley07-17-2019
Thomas Allerton TolletteCWM, LLCSRQ Wealth Advisory, LLC07-17-2019
Jonathan S EdwardsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2019
Brian Matthew GrecoInternational Assets Advisory, LLCRaymond James & Associates, Inc.07-16-2019
Carlos J. Berrios-AgostoCambridge Investment Research, Inc.PFS Investments Inc.07-16-2019
Jordi R. BusseRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-16-2019
Bradley L ResnickRLP Wealth Advisors, LLCJ.P. Morgan Securities LLC07-16-2019
Pablo Luis MirandaMorgan StanleyUSAA Financial Advisors, Inc.$107-16-2019
Jacqueline Marlene SchleimerMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
William Michael MarshMorgan StanleyUSAA Investment Management Company07-16-2019
Stephanie JonesMorgan StanleyWells Fargo Clearing Services, LLC07-16-2019
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Showing 1 to 25 of 1,479 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.