Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Albert AlfonsoPruco Securities, LLC.AXA Advisors, LLC04-03-2019
Angel SimpsonGWN Securities Inc.AXA Advisors, LLC06-27-2019
Angela C. QuintanaNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC12-17-2018
Bina KalidasMutual of Omaha Investor Services, Inc.AXA Advisors, LLC06-18-2019
Brandon Mclean EarleMML Investors Services, LLCAXA Advisors, LLC02-15-2019
Chad P. MichaelsSpyrnal Wealth ManagementAXA Advisors, LLC05-14-2019
Chase Richard WeichmanFidelity Brokerage Services LLCAXA Advisors, LLC04-26-2019
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
Erika Pruss-SchmitzHornor, Townsend & Kent, LLCAXA Advisors, LLC02-19-2019
Erin Gail DooleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-28-2019
Ethan James MeikleGWN Securities Inc.AXA Advisors, LLC10-01-2018
Gaetano DanzaAXA Advisors, LLCAXA Advisors, LLC04-30-2019
Glenn David FasaniAmeriprise Financial Services, LLCAXA Advisors, LLC05-02-2019
Jack Thomas SardegnaGWN Securities Inc.AXA Advisors, LLC$5008-31-2018
Jason M WallachM Holdings Securities, Inc.AXA Advisors, LLC08-07-2019
Jeremy M. LeibowitzGWN Securities Inc.AXA Advisors, LLC01-02-2019
Jose David GonzalezJ.P. Morgan Securities LLCAXA Advisors, LLC03-19-2019
Kara Suzanne ReardonNational Securities CorporationAXA Advisors, LLC03-20-2019
Keith Roger HullumWoodbury Financial Services, Inc.AXA Advisors, LLC$1002-28-2019
Martina-Louise Elizabeth RadixPruco Securities, LLC.AXA Advisors, LLC02-20-2019
Matthew Blake FriedopferMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-08-2019
Mitchell Alan ShriberNational Securities CorporationAXA Advisors, LLC$2508-30-2018
Paul Murdock GreenAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$15008-31-2018
Roxanne Sophia HoseinSecurian Financial Services, Inc.AXA Advisors, LLC08-28-2018
Shireen S. SharmaGWN Securities Inc.AXA Advisors, LLC10-04-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.