Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
Alfredo A. Rosas Jr.BB&T Securities, LLCMorgan Stanley05-21-2019
Angela Lucille ColoretAmeriprise Financial Services, LLCMorgan Stanley10-10-2018
Barry Albert StricklandRaymond James & Associates, Inc.Morgan Stanley08-05-2019
Barry Mitchell DershawAmeriprise Financial Services, LLCMorgan Stanley$5005-03-2019
Ben D David DembinA.G.P / Alliance Global PartnersMorgan Stanley$5405-15-2019
Brady Jay ClarCharles Schwab & Co., Inc.Morgan Stanley12-14-2018
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Bruce Allen DavisWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2019
Carlos NinoRaymond James & Associates, Inc.Morgan Stanley02-15-2019
Catherine Murphy LeopoldPruco Securities, LLC.Morgan Stanley04-02-2019
Christian J. SotomayorAragon Capital LLCMorgan Stanley10-16-2018
Christopher Thomas Wheatley Jr.Fidelity Brokerage Services LLCMorgan Stanley05-28-2019
Cindy Stoll CapezzutiAmeriprise Financial Services, LLCMorgan Stanley05-10-2019
Daniel Douglas MacleanFidelity Brokerage Services LLCMorgan Stanley$5003-14-2019
Daniel Raynee GreenWells Fargo Clearing Services, LLCMorgan Stanley07-12-2019
David Lynn TheriaultWells Fargo Clearing Services, LLCMorgan Stanley$10009-07-2018
Dawnna Darlene WilsonWells Fargo Clearing Services, LLCMorgan Stanley09-07-2018
Edward Albert CarterAmeriprise Financial Services, LLCMorgan Stanley$5711-23-2018
Edward KleinmanRaymond James & Associates, Inc.Morgan Stanley$15009-17-2018
Eitan EsanRaymond James & Associates, Inc.Morgan Stanley08-02-2019
Elizabeth A. GreenBB&T Securities, LLCMorgan Stanley$5001-09-2019
Elizabeth Ann StewartCetera Financial Specialists LLCMorgan Stanley11-15-2018
Emily Jean SmithRaymond James Financial Services, Inc.Morgan Stanley07-15-2019
Next Page »

Showing 1 to 25 of 111 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.