Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Dean SeibertAmeriprise Financial Services, Inc.LPL Financial LLC$25010-21-2019
David M. SharpCalton & Associates, Inc.LPL Financial LLC10-14-2019
Howard BrownCetera Investment Services LLCLPL Financial LLC$25010-04-2019
Chari Elizabeth RigbyStifel, Nicolaus & Company, IncorporatedLPL Financial LLC09-25-2019
Michael Scott McCranieAmeriprise Financial Services, Inc.LPL Financial LLC$15009-16-2019
Tyler Wade StephenMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-27-2019
Fabrizio Gerardo SanchezSynovus Securities, Inc.LPL Financial LLC$50008-08-2019
Terence James O'GradyO'Grady Financial LLCLPL Financial LLC07-29-2019
Jeremy L DarstekAmeriprise Financial Services, Inc.LPL Financial LLC07-15-2019
Kelly Lynn BazileIFP Securities, LLCLPL Financial LLC$10007-02-2019
Robert Andrew BraceyIFP Securities, LLCLPL Financial LLC$50007-01-2019
Brandon A. MaresmaIndependent Financial PartnersLPL Financial LLC07-01-2019
John Donald GosztylaIndependent Financial PartnersLPL Financial LLC07-01-2019
Marlin R. HowleyIFP Securities, LLCLPL Financial LLC07-01-2019
William Joseph CangemeCUNA Brokerage Services, Inc.LPL Financial LLC06-17-2019
James Henry BoothInternational Assets Advisory, LLCLPL Financial LLC06-14-2019
Melissa RoqueCitigroup Global Markets Inc.LPL Financial LLC06-03-2019
Thomas John NurseIFP Securities, LLCLPL Financial LLC$10005-30-2019
Mark Scott DutramPrivate Client Services, LLCLPL Financial LLC$15005-24-2019
Danny T. PeacockIFP Securities, LLCLPL Financial LLC$10005-23-2019
Craig Richard KollerIFP Securities, LLCLPL Financial LLC$10005-23-2019
James William VondrakIFP Securities, LLCLPL Financial LLC$10005-23-2019
Kevin Patrick ManningIFP Securities, LLCLPL Financial LLC$25005-23-2019
Darrell Craig De VaneyIFP Securities, LLCLPL Financial LLC$48005-23-2019
Ronald Allen GuilerIFP Securities, LLCLPL Financial LLC$10005-22-2019
Next Page »

Showing 1 to 25 of 51 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.