Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis Melvin Bell Jr.Pruco Securities, LLC.Ameriprise Financial Services, Inc.$24507-17-2019
Stephen Joseph MartinCetera Advisor Networks LLCLPL Financial LLC$10007-17-2019
Karin Anderson GrablinCetera Advisor Networks LLCLPL Financial LLC$2507-17-2019
Carlos J. Berrios-AgostoCambridge Investment Research, Inc.First American National Securities, Inc.07-16-2019
Jacqueline Marlene SchleimerMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
Christina Alexandria KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-15-2019
Kevin James SerciaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2019
Erik Sean WilsonWorld Equity Group, Inc.Taylor Capital Management Inc.$2507-15-2019
Christina KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors, LLC$4007-12-2019
Kimberly Evelyn McMillionFortune Financial Services, Inc.McNally Financial Services Corporation07-12-2019
Joe Faulk Kingsview Asset ManagementEdward Jones$3507-11-2019
Michael Richard KannerRaymond James Financial Services, Inc.Morgan Stanley$5007-11-2019
Michael Joseph Dellaporta IIINewbridge Securities CorporationB.B. Graham & Company, Inc.$15007-10-2019
James John DinapoliSecurities America, Inc.Cadaret, Grant & Co., Inc.$2507-09-2019
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC$2507-08-2019
Sean MolloyRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5007-08-2019
Bryan Lee BlackwellRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-08-2019
Nancy Jean OnderkoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5407-08-2019
George Elliot CohenWorld Equity Group, Inc.Taylor Capital Management Inc.07-08-2019
Zachary Ryan VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-05-2019
Julie Ann WakefieldJ.P. Morgan Securities LLCPayant Wealth Management Group07-03-2019
Lisa Anne ArmbrustRaymond James & Associates, Inc.Morgan Stanley$107-03-2019
Richard Albert YemmKMS Financial Services, Inc.Kovack Advisors, Inc.07-02-2019
Kelly Lynn BazileIFP Securities, LLCLPL Financial LLC$107-02-2019
John Donald GosztylaIFP Securities, LLCLPL Financial LLC$1007-02-2019
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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