Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Ray LewisHornor, Townsend & Kent, LLCForesters Financial Services, Inc.$10007-22-2019
Thomas Jefferson RouseCalton & Associates, Inc.ProEquities, Inc.$10007-22-2019
Joyanna Rebekah ArgenyWoodbury Financial Services, Inc.Pruco Securities, LLC.07-22-2019
Neil William GrossmanCraft Capital Management LLCRichfield Orion International, Inc.07-22-2019
Henry SilvaMorgan StanleyJ.P. Morgan Securities LLC07-22-2019
Giovanna Lisette TrianaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-19-2019
Manuel Jeremy RoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-19-2019
Jacob R WebbJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14007-19-2019
Michael Saverio LongoSagePoint Financial, Inc.CAPITAL FINANCIAL SERVICES, INC.$25007-19-2019
Christopher Howard AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-19-2019
David J LutherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-19-2019
Greg William HarmonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-19-2019
Gary Steven Costello IIOppenheimer & Co. Inc.Morgan Stanley07-19-2019
Cory Matthew ShraderMadden Advisory Services, Inc.TD Ameritrade Investment Management, LLC07-19-2019
Henry Lee CliftonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-19-2019
Gene SteinbergMorgan StanleyT. Rowe Price Investment Services, Inc.07-19-2019
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-18-2019
Mario Emilio Mendez Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Kenneth Robert ConidarisFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-18-2019
Alwin F. Martinez-GonzalezPark Avenue Securities LLCNYLIFE Securities LLC07-18-2019
Kevin Robert KrisowatyLeumi Investment Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-17-2019
Sonia Maria FernandezKovack International Wealth Management, Inc.UBS Financial Services Inc.$10007-17-2019
Melissa Rilynn LonerIFP Securities, LLCCambridge Investment Research, Inc.$15007-17-2019
Louis Melvin Bell Jr.Pruco Securities, LLC.Ameriprise Financial Services, Inc.$24507-17-2019
Karin Anderson GrablinCetera Advisor Networks LLCSRQ Wealth Advisory, LLC$25007-17-2019
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Showing 1 to 25 of 372 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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